Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Benkert Mitchell is a registered representative with Northwestern Mutual Investment Services, LLC based in Spartanburg, SC. Joan has been in the financial services industry since April 11, 2005. She has a Series 6 license and the Securities Industry Essentials Examination (SIE). Joan is registered to sell securities in South Carolina. Prior to working for Northwestern Mutual Investment Services, LLC, Joan worked at Synergy Investment Group, LLC and RBC Centura Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
12/17/2007 - Present
Northwestern Mutual Investment Services, LLC (SPARTANBURG SC)
SC
01/24/2006 - 02/23/2006
SYNERGY INVESTMENT GROUP, LLC (GREENVILLE SC)
NC
06/02/2003 - 01/04/2006
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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