Unclaimed
Joan Ann Payden has been in the securities industry since 1965 and is currently registered with Payden & Rygel in Los Angeles, CA. Joan has a diverse set of credentials, holding Series 1, 3, 6, 26, and 63 licenses. Joan specializes in portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. Prior to joining Payden & Rygel, Joan worked at SCUDDER FUND DISTRIBUTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for pension and profit sharing plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
11/04/2002 - Present
Payden & Rygel (LOS ANGELES CA)
NA
03/05/1965 - 10/19/1983
SCUDDER FUND DISTRIBUTORS, INC.
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/05/1991
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/1959
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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