Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joachim? Claim Your ProfileJoachim Hans Over is a securities professional with over 11 years of experience in the financial services industry. Joachim has held positions at Jefferies LLC and J.P. Morgan Securities LLC. Joachim currently holds a Series 63, Series 79 and SIE licenses. Joachim is registered with the state of California, Delaware, Massachusetts, Texas, Utah, and Washington. Joachim currently works with Finalis Securities LLC as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/20/2023 - Present
Finalis Securities LLC (New York NY)
CA
06/04/2014 - 07/24/2023
JEFFERIES LLC (SAN FRANCISCO CA)
NY
08/28/2012 - 05/30/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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