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Joachim David Kaplan

Valmark Securities, Inc.

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About Joachim David Kaplan

Joachim Kaplan is a financial professional with over 20 years of experience in the industry. Joachim is currently registered with Valmark Securities, Inc. in Akron, OH. Prior to joining Valmark Securities, Inc. Joachim was employed by M HOLDINGS SECURITIES, INC. in Portland, OR, PRUDENTIAL ANNUITIES DISTRIBUTORS, INC in Oveido, FL, PRUCO SECURITIES, LLC. in OVIEDO, FL, SUNSET FINANCIAL SERVICES, INC. in KANSAS CITY, MO, and PRUCO SECURITIES, LLC. in NEWARK, NJ. Joachim is a licensed investment advisor, as well as a registered representative with FINRA.

Firm Information

Joachim Kaplan is currently registered with Valmark Securities, Inc.. Valmark Securities, Inc. is a Corporation that was formed on December 8, 1992. It is registered in 51 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joachim Kaplan’s Registration & Firm History

OH

01/11/2024 - Present

Valmark Securities, Inc. (Akron OH)

OR

07/15/2021 - 01/02/2024

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

FL

03/26/2020 - 10/01/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Oveido FL)

FL

02/28/2007 - 03/31/2020

PRUCO SECURITIES, LLC. (OVIEDO FL)

MO

12/01/2004 - 03/04/2005

SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)

NJ

11/29/1999 - 07/13/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

MA

04/20/1999 - 11/04/1999

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 12/06/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joachim David Kaplan.
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