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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jo? Claim Your ProfileJo L Grooms has been in the financial industry since 1984. Jo is a registered investment advisor and a registered representative. Jo is currently employed at &partners and has been with them since August 2024. Prior to that, Jo worked at WELLS FARGO CLEARING SERVICES, LLC from September 1990 to August 2024 and at LOVETT UNDERWOOD NEUHAUS & WEBB, INC. from November 1989 to September 1990. Jo specializes in providing portfolio management for individuals, businesses, and investment companies. Jo also provides financial planning, pension consulting, and educational seminars. Jo's clients include corporations, limited partnerships, limited liability companies, partnerships, trusts, estates, conservatorships, charitable organizations, and pension and profit-sharing plans. Jo is registered in Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Louisiana, Massachusetts, Mississippi, Missouri, Nebraska, New Jersey, New York, Ohio, Oklahoma, Texas, and Virginia. Jo has been in the financial industry for over 39 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
MO
08/16/2024 - Present
&partners (Clayton MO)
TX
09/04/1990 - 08/22/2024
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
NA
11/13/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
07/28/1988 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
NA
07/26/1984 - 08/08/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 10/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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