Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jo ann? Claim Your ProfileJo ann Romero is a financial advisor with over 10 years of experience in the industry. Jo ann is currently registered with LPL Financial LLC in Las Vegas, Nevada. Previously, Jo ann worked at UBS Financial Services Inc. in both Las Vegas, Nevada and Woodland Hills, California. Jo ann holds the Series 7 and Series 66 licenses and is also a Registered Representative in Nevada. Jo ann provides financial planning, portfolio management and consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NV
11/21/2019 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
07/22/2009 - 06/26/2019
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
CA
12/07/2007 - 06/13/2008
UBS FINANCIAL SERVICES INC. (WOODLAND HILLS CA)
BOTH
Issued 09/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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