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Jo ann Morano

Mizuho Securities USA LLC

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About Jo ann Morano

Jo ann Morano is a financial professional with over 20 years of experience in the securities industry. She is currently registered with Mizuho Securities USA LLC as a General Securities Representative and has held previous roles at ING Financial Markets LLC, Credit Suisse Securities (USA) LLC, Wachovia Securities, LLC, and Prudential Securities Incorporated. Jo ann holds the Series 3, 7, 24, 55, 57, 63, 99, and SIE licenses. She is licensed in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Jo ann Morano is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jo ann Morano’s Registration & Firm History

NY

09/05/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/16/2013 - 07/06/2023

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

07/25/2005 - 10/18/2012

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

MO

07/01/2003 - 03/04/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

09/10/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/17/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2008

Series 3 - National Commodity Futures Examination

BC

Issued 02/08/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jo ann Morano.
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