Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jo an? Claim Your ProfileJo an Tu is a registered representative with Farmers Financial Solutions, LLC, a firm based in Pleasanton, CA. Jo an has been in the securities industry since September 1991. Jo an has passed the Series 6, Series 63 and SIE exams. Jo an is registered in the state of California. Previous employers include Sunlogic Securities, Inc., Aetna Investment Services, Inc., and Pyramid Financial Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/15/2000 - Present
Farmers Financial Solutions, LLC (PLEASANTON CA)
CA
04/09/1996 - 02/24/2000
SUNLOGIC SECURITIES, INC. (NEWARK CA)
CT
05/09/1994 - 01/15/1996
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CA
11/01/1990 - 04/20/1994
PYRAMID FINANCIAL CORP. (CUPERTINO CA)
BC
Issued 02/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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