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Jiwon Park

Mizuho Securities USA LLC

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About Jiwon Park

Jiwon Park is a securities professional with over five years of experience in the industry. Jiwon is currently registered with Mizuho Securities USA LLC and holds Series 7 and Series 63 licenses. Jiwon has prior experience with Hunt Financial Securities, Keybanc Capital Markets Inc., and RBC Capital Markets, LLC.

Firm Information

Jiwon Park is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jiwon Park’s Registration & Firm History

NY

07/12/2019 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/04/2017 - 11/16/2018

HUNT FINANCIAL SECURITIES (Rye Brook NY)

NY

04/13/2016 - 07/18/2017

KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)

NY

09/29/2014 - 04/21/2016

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jiwon Park.
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