Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jiong? Claim Your ProfileJiong Shao is a financial professional with over 17 years of experience in the financial services industry. Jiong has a strong background in investment banking and securities trading, and has held positions at Lehman Brothers Inc. and CHINA ECAPITAL PARTNERS, LLC. Currently, Jiong is registered with Barclays Capital Inc. and holds licenses for Series 63, 28, 24, 87, 82TO, SIE, 79 and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2021 - Present
Barclays Capital Inc. (NEW YORK NY)
CA
10/09/2017 - 03/06/2018
CHINA ECAPITAL PARTNERS, LLC (Los Angeles CA)
NY
10/11/2000 - 04/19/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2020
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 11/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/21/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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