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Jingyu Li

Siebert Williams Shank & CO., LLC

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About Jingyu Li

Jingyu Li is a registered representative with Siebert Williams Shank & Co., LLC, located in New York, NY. Jingyu Li has passed the Series 7TO, Series 52TO and the SIE exams. Jingyu Li has been in the securities industry since 2023. Jingyu Li's previous employment was with RICE FINANCIAL PRODUCTS COMPANY.

Firm Information

Jingyu Li is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jingyu Li’s Registration & Firm History

NY

06/12/2024 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

02/10/2023 - 04/22/2024

RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/10/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jingyu Li.
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