Unclaimed
Jingyu Li is a registered representative with Siebert Williams Shank & Co., LLC, located in New York, NY. Jingyu Li has passed the Series 7TO, Series 52TO and the SIE exams. Jingyu Li has been in the securities industry since 2023. Jingyu Li's previous employment was with RICE FINANCIAL PRODUCTS COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2024 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
02/10/2023 - 04/22/2024
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
BC
Issued 10/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/10/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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