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Jing Zhang

UBS Securities LLC

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About Jing Zhang

Jing Zhang is a registered representative with UBS Securities LLC, a FINRA and SEC-registered broker-dealer. Jing has been in the securities industry since April 16, 2019. Jing is registered in 52 states and has passed the Series 63, Series 7TO, Series 86, Series 87, and SIE exams. Prior to joining UBS Securities LLC, Jing was a registered representative with CREDIT SUISSE SECURITIES (USA) LLC from April 17, 2019 to September 29, 2023.

Firm Information

Jing Zhang is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jing Zhang’s Registration & Firm History

NY

09/29/2023 - Present

UBS Securities LLC (NEW YORK NY)

NY

04/17/2019 - 09/29/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/09/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/17/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jing Zhang.
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