Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jing? Claim Your ProfileJing Yang is a financial professional with over 12 years of experience in the industry. Currently, Jing is registered with TD Securities (usa) LLC and is licensed to conduct business in New York. Jing holds the Series 3, Series 7, and Series 63 licenses as well as the SIE. Jing previously worked at CREDIT AGRICOLE SECURITIES (USA) INC., NATWEST MARKETS SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/31/2022 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
08/02/2018 - 03/05/2021
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
CT
11/04/2016 - 06/27/2018
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
NY
07/03/2012 - 03/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/25/2008 - 05/22/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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