Unclaimed
Jing Wen is a financial professional with over 5 years of experience in the financial services industry. Jing is currently registered with Mizuho Securities USA LLC and has previously held positions at firms such as Newmark Securities, LLC, Aqua Securities L.P., BGC FINANCIAL, L.P., CFWP SECURITIES, LLC, and Cantor Fitzgerald & Co.. Jing holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/26/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/01/2022 - 09/16/2022
NEWMARK SECURITIES, LLC (NEW YORK NY)
NY
05/08/2018 - 09/16/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
05/08/2018 - 09/16/2022
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
05/08/2018 - 09/16/2022
CF SECURED, LLC (NEW YORK NY)
NY
05/08/2018 - 09/16/2022
FENICS EXECUTION, LLC (NEW YORK NY)
NY
05/08/2018 - 09/16/2022
GFI SECURITIES LLC (NEW YORK NY)
NY
05/08/2018 - 09/16/2022
MINT BROKERS (NEW YORK NY)
NY
10/14/2017 - 09/16/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/08/2018 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
05/08/2018 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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