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Jing Wen

Mizuho Securities USA LLC

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About Jing Wen

Jing Wen is a financial professional with over 5 years of experience in the financial services industry. Jing is currently registered with Mizuho Securities USA LLC and has previously held positions at firms such as Newmark Securities, LLC, Aqua Securities L.P., BGC FINANCIAL, L.P., CFWP SECURITIES, LLC, and Cantor Fitzgerald & Co.. Jing holds the Series 99 and SIE licenses.

Firm Information

Jing Wen is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jing Wen’s Registration & Firm History

NY

09/26/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/01/2022 - 09/16/2022

NEWMARK SECURITIES, LLC (NEW YORK NY)

NY

05/08/2018 - 09/16/2022

AQUA SECURITIES L.P. (NEW YORK NY)

NY

05/08/2018 - 09/16/2022

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

05/08/2018 - 09/16/2022

CF SECURED, LLC (NEW YORK NY)

NY

05/08/2018 - 09/16/2022

FENICS EXECUTION, LLC (NEW YORK NY)

NY

05/08/2018 - 09/16/2022

GFI SECURITIES LLC (NEW YORK NY)

NY

05/08/2018 - 09/16/2022

MINT BROKERS (NEW YORK NY)

NY

10/14/2017 - 09/16/2022

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/08/2018 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

05/08/2018 - 05/27/2020

CFWP SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jing Wen.
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