Unclaimed
Jing Liu is a registered representative with Santander US Capital Markets LLC and has been in the industry since 2007. Jing has worked in the financial services industry for over 15 years, with experience at Guggenheim Securities, LLC before joining Santander US Capital Markets LLC. Jing is a Series 7 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/25/2007 - 08/22/2023
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 04/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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