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Jing Liu

Santander US Capital Markets LLC

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About Jing Liu

Jing Liu is a registered representative with Santander US Capital Markets LLC and has been in the industry since 2007. Jing has worked in the financial services industry for over 15 years, with experience at Guggenheim Securities, LLC before joining Santander US Capital Markets LLC. Jing is a Series 7 and Series 63 licensed representative.

Firm Information

Jing Liu is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jing Liu’s Registration & Firm History

NY

09/11/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

09/25/2007 - 08/22/2023

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jing Liu.
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