Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jing? Claim Your ProfileJing Liu is a financial professional with over 15 years of experience in the industry. Jing has been with Charles Schwab & CO., Inc. since 2008 and is registered with the firm as a Registered Representative and Investment Adviser Representative in California. Jing previously worked at MORGAN STANLEY & CO., INCORPORATED, where Jing was registered as a Registered Representative in California. Jing holds a variety of licenses including Series 7, Series 9, Series 10, Series 31, and Series 63. Jing provides financial planning and investment advice to individuals and families. Jing is also a Wrap Fee Program sponsor and offers financial planning advisor referral services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
04/25/2008 - Present
Charles Schwab & CO., Inc. (Thousand Oaks CA)
CA
10/04/2007 - 03/17/2008
MORGAN STANLEY & CO., INCORPORATED (WOODLAND HILLS CA)
BOTH
Issued 12/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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