Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jing? Claim Your ProfileJing Liu is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in South Pasadena, California. Jing has been in the financial services industry for over 15 years and holds both Series 6 and Series 66 licenses, along with a Series 7TO license. Jing has experience providing financial services to individuals, high-net-worth individuals, corporations, and charitable organizations. In addition to investment advisory services, Jing can provide services related to pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTH PASADENA CA)
MI
07/10/2008 - 06/23/2011
CHASE INVESTMENT SERVICES CORP. (ANN ARBOR MI)
MI
03/28/2007 - 05/21/2008
COMERICA SECURITIES (ANN ARBOR MI)
MI
12/03/2004 - 08/28/2006
TCF INVESTMENTS, INC. (ANN ARBOR MI)
BOTH
Issued 05/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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