Unclaimed
Jimmy Dorian is a financial advisor who has been working in the industry since September 3, 1996. Dorian is currently registered with Farmers Financial Solutions, LLC in California. Dorian has held previous registrations with Woodbury Financial Services, Inc., Fortis Investors, Inc., Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Dorian is licensed to conduct securities business in California and has passed the Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/20/2001 - Present
Farmers Financial Solutions, LLC (VALENCIA CA)
MN
03/21/2001 - 06/13/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CA
12/20/2000 - 02/01/2001
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
MN
08/08/1997 - 12/31/2000
FORTIS INVESTORS, INC. (OAKDALE MN)
NY
06/28/1994 - 08/22/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/28/1994 - 08/22/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 06/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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