Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Rosario is a financial professional with over 10 years of experience in the industry. Jimmy is currently registered with PHX Financial, Inc. in Fort Lauderdale, FL, and is licensed in 51 states. Jimmy has previously held positions with Legend Securities, Inc., John Thomas Financial, and Rockwell Securities LLC. Jimmy holds Series 7 and Series 63 licenses and has passed the Securities Industry Essentials Examination. Jimmy is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/24/2015 - Present
PHX Financial, Inc. (Fort Lauderdale FL)
NY
10/03/2013 - 05/13/2015
PHX FINANCIAL, INC. (NEW YORK NY)
NY
03/13/2013 - 10/04/2013
LEGEND SECURITIES, INC. (GREAT NECK NY)
NY
06/07/2012 - 02/22/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
10/24/2011 - 06/13/2012
ROCKWELL SECURITIES LLC (NEW YORK NY)
BC
Issued 11/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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