Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Rhea Day is a financial advisor with Prospera Financial Services, Inc. based in WEATHERFORD, TX. Jimmy has been in the industry since 1993. Jimmy is registered with the state of Texas as a Registered Investment Advisor and a Broker Dealer. Jimmy works with individuals, trusts, businesses, corporations, pension and profit sharing plans, charities, and pooled investment vehicles. Jimmy provides financial planning services, portfolio management for individuals, and businesses, and selection of other advisors. Jimmy is a volunteer with the Eminent Domain Board, the Texas State Senate Campaign Treasurer, and the W.I.S.D. Education Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
08/31/2012 - Present
Prospera Financial Services, Inc. (WEATHERFORD TX)
TX
10/02/2000 - 09/11/2012
SANDERS MORRIS HARRIS INC. (WEATHERFORD TX)
TX
09/02/1998 - 10/02/2000
CUMMER/MOYERS SECURITIES, INC. (FORT WORTH TX)
TX
03/24/1995 - 07/29/1998
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
MO
06/22/1993 - 03/24/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 11/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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