Unclaimed
Jimmy Ray Dooley is a financial advisor who has been in the industry since November 20, 1994. Jimmy Ray Dooley is currently registered with Ameriprise Financial Services, LLC in Hillsborough, NC. Jimmy Ray Dooley has also previously worked at IDS LIFE INSURANCE COMPANY in Minneapolis, MN. Jimmy Ray Dooley has passed the Series 63, Series 65, Series 7 and SIE exams and is registered as a Registered Representative and Investment Advisor Representative in multiple states. Jimmy Ray Dooley's firm, Ameriprise Financial Services, LLC, has a total of $479,793,782,427 in assets under management. Ameriprise Financial Services, LLC specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, trusts, estates, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/31/2001 - Present
Ameriprise Financial Services, LLC (HILLSBOROUGH NC)
MN
11/21/1994 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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