Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Mui has been in the financial services industry since March 19, 2000. Currently, Jimmy Mui is registered with ING Financial Markets LLC in New York, New York. Previously, Jimmy Mui was registered with ING BARINGS LLC in New York, New York. Jimmy Mui holds the Series 7, Series 63, SIE and Series 99TO securities licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/30/2001 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
03/20/2000 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
BC
Issued 03/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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