Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Maldonado is a financial advisor with over 20 years of experience in the industry. Jimmy is currently registered with LPL Financial LLC, and has held prior registrations with several other firms, including INVEST Financial Corporation, Cetera Advisors LLC, and Investors Capital Corp. Jimmy has a broad range of experience in the financial services industry, including experience as a Financial Consultant and a non-variable insurance agent. Jimmy is licensed in California, Nevada, Texas, and Wisconsin. Jimmy is committed to providing personalized financial advice to meet his clients' individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/14/2018 - Present
LPL Financial LLC (VALENCIA CA)
CA
05/01/2017 - 02/14/2018
INVEST FINANCIAL CORPORATION (BURBANK CA)
CA
10/03/2016 - 05/15/2017
CETERA ADVISORS LLC (MONROVIA CA)
CA
02/26/2014 - 10/03/2016
INVESTORS CAPITAL CORP. (MONROVIA CA)
CA
08/07/2012 - 02/27/2014
INVEST FINANCIAL CORPORATION (BURBANK CA)
CA
04/04/2011 - 08/10/2012
LPL FINANCIAL LLC (SIMI VALLEY CA)
CA
11/07/2006 - 03/18/2011
BANCWEST INVESTMENT SERVICES, INC. (DOWNEY CA)
CA
09/25/2006 - 11/01/2006
ZIONS DIRECT, INC. (HACIENDA HEIGHTS CA)
CA
03/14/2005 - 09/26/2006
UNIONBANC INVESTMENT SERVICES, LLC (SANTA ANA CA)
MN
04/23/2002 - 03/02/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CA
11/19/2001 - 12/16/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
08/09/2000 - 11/13/2001
CAMDEN SECURITIES, INC. (LOS ANGELES CA)
CA
10/16/1998 - 09/05/2000
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CA
06/19/1998 - 12/31/1998
STOCKS 4 LESS, INC. (SHERMAN OAKS CA)
CA
05/13/1998 - 10/08/1998
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CA
02/10/1998 - 08/27/1998
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
BOTH
Issued 02/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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