Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Ly is a financial advisor with over 20 years of experience in the financial services industry. Jimmy is currently registered with Amundi Distributor US, Inc. and previously worked with FORESIDE FUND SERVICES, LLC and PIONEER FUNDS DISTRIBUTOR, INC. Jimmy holds the Series 7, Series 24 and Series 63 licenses, as well as the SIE exam. Jimmy is registered in California, Florida, Massachusetts, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/02/2024 - Present
Amundi Distributor US, Inc. (MIAMI FL)
FL
08/05/2022 - 05/03/2024
FORESIDE FUND SERVICES, LLC (Miami FL)
FL
02/15/2017 - 03/17/2021
FORESIDE FUND SERVICES, LLC (Miami FL)
FL
05/23/2002 - 01/13/2017
PIONEER FUNDS DISTRIBUTOR, INC. (MIAMI FL)
NY
01/16/2001 - 01/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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