Unclaimed
Jimmy Rider is a financial professional with over 27 years of experience in the financial services industry. Jimmy has a Series 6, Series 7, Series 24, Series 53, and Series 63 license. Jimmy specializes in financial planning, portfolio management for businesses, and portfolio management for individuals. Jimmy Rider is currently registered with Fifth Third Securities, Inc., and has previously worked with Kovack Securities Inc., SunTrust Investment Services, Inc., Great American Advisors, Inc., Prudential Securities Incorporated, UBS Paine Webber Inc., Advest, Inc., Countrywide Investments, Inc., AAG Securities, Inc., Essex National Securities, Inc., and Pruco Securities Corporation. Jimmy is a registered representative with Fifth Third Securities, Inc. and a registered principal with Fifth Third Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
06/20/2012 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
FL
07/28/2010 - 07/14/2011
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
FL
05/26/2010 - 08/04/2010
SUNTRUST INVESTMENT SERVICES, INC. (PORT CHARLOTTE FL)
OH
03/11/2005 - 05/13/2010
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
04/18/2002 - 02/22/2005
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
NY
05/25/2001 - 04/16/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/05/2000 - 06/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CT
06/24/1996 - 06/29/2000
ADVEST, INC. (HARTFORD CT)
OH
01/12/1996 - 06/20/1996
COUNTRYWIDE INVESTMENTS, INC. (CINCINNATI OH)
OH
09/20/1995 - 01/15/1996
AAG SECURITIES, INC. (CINCINNATI OH)
CA
09/28/1994 - 06/13/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NJ
03/09/1994 - 08/26/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/10/1993 - 12/15/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 2/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/3/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/12/1997
Series 7 - General Securities Representative Examination
BC
Issued 9/9/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jimmy Rider is the right advisor for you? Invested Better is here to help.