Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Allen is a financial advisor with Raymond James Financial Services, Inc. located in St. Petersburg, Florida. Jimmy has been in the financial industry since 1990. Jimmy also has a registration with Raymond James & Associates, Inc., also located in St. Petersburg, Florida. Jimmy has passed the Series 7, Series 9, Series 10, Series 24, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/21/2018 - Present
Raymond James Financial Services, Inc. (ST. PETERSBURG FL)
FL
10/31/2011 - 11/15/2016
AEGIS CAPITAL CORP. (TAMPA FL)
FL
04/12/2010 - 12/02/2011
ANDERSON & STRUDWICK, INCORPORATED (TAMPA FL)
FL
03/24/2010 - 04/14/2010
J.P. TURNER & COMPANY, L.L.C. (TAMPA FL)
FL
09/02/1997 - 03/29/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
08/22/1997 - 09/16/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NY
06/30/1997 - 08/29/1997
GLOBAL STRATEGIES GROUP, INC. (NEW YORK NY)
FL
10/04/1995 - 08/07/1997
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
FL
09/25/1993 - 08/30/1994
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
CO
07/05/1988 - 09/06/1991
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
NA
08/14/1987 - 07/06/1988
R.B. MARICH, INC.
NA
10/31/1986 - 10/07/1987
THE STUART-JAMES COMPANY, INC.
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/27/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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