Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Lee is a securities professional with over 20 days of experience in the industry. Jimmy is currently registered with Mizuho Securities USA LLC in New York, NY. Jimmy holds the Series 7TO, Series 99TO and Series 63 licenses and is also registered as a securities professional in 52 states including Alabama, Alaska, Arizona and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/21/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 11/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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