Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Jon Williams is a financial advisor with over 20 years of experience in the industry. Jimmy is currently registered as a broker-dealer and investment advisor representative with Compass Capital Management, LLC in McAlester, Oklahoma. Previous to this role, Jimmy was employed by SAGEPOINT FINANCIAL, INC., and SUNAMERICA SECURITIES, INC. Jimmy has a strong track record of success in providing financial planning and investment management services to individuals, families, and businesses. Jimmy is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. Jimmy holds the Series 6, 7, 24, 63, 65, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of fees charged by thrid-party advisor firms
1
2
OK
07/29/2009 - Present
Compass Capital Management, LLC (MCALESTER OK)
OK
10/31/2005 - 06/08/2009
SAGEPOINT FINANCIAL, INC. (MCALESTER OK)
AZ
01/12/2000 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 11/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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