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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Joel Lopez is an investment advisor representative with Cetera Investment Advisers LLC. Jimmy has been in the financial services industry since 2015 and is registered to provide investment advice in Arizona, California, Nevada and New Hampshire. Jimmy is also registered to provide investment advice and securities in California. Jimmy holds the Series 6, 7, 26, 63, and 65 licenses. Jimmy has experience providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Prior to joining Cetera Investment Advisers LLC, Jimmy was employed with Foresters Financial Services, Inc. and Foresters Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/19/2019 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
07/31/2015 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)
IA
Issued 02/06/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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