Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Diep is a financial advisor at J.P. Morgan Securities LLC. Jimmy has been in the financial services industry since 2011, and has a strong track record of providing personalized financial advice to individuals and families. Jimmy is registered with the state of California and holds Series 7, 63, 66, and SIE licenses, as well as the Series 6TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
07/28/2023 - Present
J.p. Morgan Securities LLC (LOS GATOS CA)
CA
01/25/2019 - 03/22/2019
BBVA SECURITIES INC. (CAMPBELL CA)
CA
03/10/2016 - 05/23/2018
J.P. MORGAN SECURITIES LLC (CUPERTINO CA)
CA
03/27/2013 - 02/29/2016
TD AMERITRADE, INC. (CUPERTINO CA)
MN
07/28/2011 - 03/06/2013
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
BC
Issued 09/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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