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Jimmy Dean Glasgow

Apex Clearing Corp.

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About Jimmy Dean Glasgow

Jimmy Dean Glasgow has been in the financial services industry since April 1997. Jimmy is currently registered with Apex Clearing Corp. Jimmy previously worked at PENSON FINANCIAL SERVICES, INC. Jimmy has passed several industry exams including the Series 3, 7, 11, 24, 55, 57TO, 63, 79TO, 99TO, and SIE. Jimmy holds a Series 24 General Securities Principal license.

Firm Information

Jimmy Glasgow is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jimmy Glasgow’s Registration & Firm History

TX

06/06/2012 - Present

Apex Clearing Corp. (DALLAS TX)

TX

04/11/1997 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 04/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2002

Series 3 - National Commodity Futures Examination

BC

Issued 03/22/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/10/1997

Series 7 - General Securities Representative Examination

BC

Issued 04/10/1997

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jimmy Dean Glasgow.
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