Unclaimed
Jimmy Hsu is a financial advisor with over 20 years of experience in the financial services industry. Jimmy has been registered with the state of California since 2013. Jimmy is currently employed by Allstate Financial Services, LLC. Previously, Jimmy worked for J.K. Financial Services, Inc., Foresters Equity Services, Inc., Fortune Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, NYLIFE Securities Inc. and Pruco Securities Corporation. Jimmy Hsu holds the following licenses: Series 6, Series 7, Series 26, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/15/2013 - Present
Allstate Financial Services, LLC (Walnut CA)
CA
04/25/2013 - 08/01/2013
J.K. FINANCIAL SERVICES, INC. (NORCO CA)
CA
02/03/2010 - 04/29/2011
FORESTERS EQUITY SERVICES, INC. (WALNUT CA)
CA
12/04/2008 - 11/13/2009
FORTUNE SECURITIES, INC. (ALHAMBRA CA)
CA
03/10/2006 - 02/14/2008
METLIFE SECURITIES INC. (CITY OF INDUSTRY CA)
CA
03/10/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CITY OF INDUSTRY CA)
NY
01/17/2005 - 06/03/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
01/01/1997 - 11/07/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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