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Jimmy Chifong Hsu

Allstate Financial Services, LLC

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About Jimmy Chifong Hsu

Jimmy Hsu is a financial advisor with over 20 years of experience in the financial services industry. Jimmy has been registered with the state of California since 2013. Jimmy is currently employed by Allstate Financial Services, LLC. Previously, Jimmy worked for J.K. Financial Services, Inc., Foresters Equity Services, Inc., Fortune Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, NYLIFE Securities Inc. and Pruco Securities Corporation. Jimmy Hsu holds the following licenses: Series 6, Series 7, Series 26, Series 63 and Series 65.

Firm Information

Jimmy Hsu is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jimmy Hsu’s Registration & Firm History

CA

08/15/2013 - Present

Allstate Financial Services, LLC (Walnut CA)

CA

04/25/2013 - 08/01/2013

J.K. FINANCIAL SERVICES, INC. (NORCO CA)

CA

02/03/2010 - 04/29/2011

FORESTERS EQUITY SERVICES, INC. (WALNUT CA)

CA

12/04/2008 - 11/13/2009

FORTUNE SECURITIES, INC. (ALHAMBRA CA)

CA

03/10/2006 - 02/14/2008

METLIFE SECURITIES INC. (CITY OF INDUSTRY CA)

CA

03/10/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (CITY OF INDUSTRY CA)

NY

01/17/2005 - 06/03/2005

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

01/01/1997 - 11/07/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 10/09/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/24/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2002

Series 7 - General Securities Representative Examination

BC

Issued 12/24/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jimmy Chifong Hsu. Review regulatory record here.
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