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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy Carl Manuel is an investment advisor representative with Emerson Equity LLC, located in San Mateo, CA. Jimmy Carl Manuel has been in the industry since 1984 and has a wide range of experience in the financial services industry. Jimmy Carl Manuel is registered with the Securities and Exchange Commission (SEC) and FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/03/2021 - Present
Emerson Equity LLC (Camarillo CA)
CA
07/28/2015 - 12/31/2018
WESTERN INTERNATIONAL SECURITIES, INC. (Camarillo CA)
CA
03/01/2010 - 07/28/2015
DYNASTY CAPITAL PARTNERS, INC. (OXNARD CA)
CA
01/15/2008 - 11/20/2008
EPLANNING SECURITIES, INC. (THOUSAND OAKS CA)
CA
06/29/1999 - 11/26/2007
FINANCIAL WEST GROUP (OXNARD CA)
NE
08/18/1998 - 06/17/1999
SECURITIES AMERICA, INC. (LAVISTA NE)
NV
02/04/1993 - 07/28/1998
FINANCIAL WEST GROUP (RENO NV)
CA
12/14/1992 - 01/30/1993
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NV
04/30/1991 - 11/30/1992
FINANCIAL WEST GROUP (RENO NV)
NA
02/11/1991 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NA
06/09/1988 - 12/31/1990
FINANCIAL WEST INVESTMENT GROUP
NA
12/16/1987 - 05/31/1988
DEAN WITTER REYNOLDS INC.
NA
08/07/1985 - 01/06/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
03/30/1984 - 07/31/1985
SHEARSON LEHMAN BROTHERS INC.
NA
01/14/1981 - 07/06/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
BC
Issued 01/15/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2011
Series 30 - NFA Branch Manager Examination
BC
Issued 12/14/1989
Series 24 - General Securities Principal Examination
BC
Issued 05/02/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/28/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 05/22/1984
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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