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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jimmy? Claim Your ProfileJimmy McNeil has been a registered investment advisor since 1996. Currently, Jimmy McNeil is affiliated with UBS Financial Services Inc. and provides financial advice. Jimmy McNeil has been with UBS Financial Services Inc. since 2009. Previously, Jimmy McNeil was affiliated with CITIGROUP GLOBAL MARKETS INC. from 2001 to 2009 and EDWARD JONES from 1996 to 2001. Jimmy McNeil is licensed to provide financial advice in 30 states and holds both Series 63 and 65 licenses. Jimmy McNeil provides financial advice for a range of client types including individuals, corporations, insurance companies, charitable organizations and pensions. Jimmy McNeil specializes in a range of financial advice including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
04/09/2009 - Present
UBS Financial Services Inc. (MIDLAND TX)
TX
10/15/2001 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (MIDLAND TX)
MO
12/03/1996 - 10/16/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 03/31/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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