Unclaimed
Jimmy Allen Vaughn is a registered investment advisor representative with PFS Investments Inc. Jimmy Allen Vaughn has been in the securities industry since October 6, 2017 and holds licenses in Tennessee. Jimmy Allen Vaughn works in the Knoxville, Tennessee branch office of PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
09/12/2018 - Present
PFS Investments Inc. (KNOXVILLE TN)
IA
Issued 07/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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