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Jimmie Lee Crapps

Pershing LLC

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About Jimmie Lee Crapps

Jimmie Lee Crapps has over 24 years of experience in the financial services industry. Jimmie is currently a Registered Representative with Pershing LLC. Jimmie previously worked at Pershing Advisor Solutions LLC, SunTrust Investment Services, Inc., and Charles Schwab & Co., Inc. Jimmie holds a Series 7, 9, 10, 24, 52TO, 63, and 66 license, and is registered with the state of Florida.

Firm Information

Jimmie Crapps is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jimmie Crapps’s Registration & Firm History

FL

11/22/2016 - Present

Pershing LLC (LAKE MARY FL)

FL

12/20/2007 - 03/04/2024

PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)

GA

10/03/2003 - 03/02/2006

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

TX

10/10/1996 - 12/31/2002

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 07/09/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/22/2010

Series 24 - General Securities Principal Examination

BC

Issued 07/20/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/04/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jimmie Lee Crapps.
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