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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Karas is a financial advisor with over 27 years of experience in the financial services industry. Jim is currently registered with LPL Financial LLC and holds Series 7, Series 31, Series 63 and Series 65 licenses. Jim has a strong background in providing financial advice to individuals, families, businesses, and retirement plans. Jim's areas of expertise include investment planning, retirement planning, college savings, and estate planning. Jim is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/02/2019 - Present
LPL Financial LLC (FRESNO CA)
CA
01/01/2008 - 01/09/2019
WELLS FARGO CLEARING SERVICES, LLC (FRESNO CA)
CA
08/09/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FRESNO CA)
CA
02/13/1996 - 08/11/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
04/12/1994 - 01/05/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 09/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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