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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Netzband,jr. is a financial advisor at Fidelity Personal And Workplace Advisors, a firm with $1 billion - $10 billion in assets under management. Jim has been in the financial services industry since 2009. Jim specializes in retirement planning, college savings, and estate planning. Jim offers a variety of financial planning services, including portfolio management, financial planning, and educational seminars. Jim holds Series 6, 7, 63, 66, 26, 51, 9, 10, and SIE licenses. Jim is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/06/2023 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
SC
06/12/2017 - 08/06/2020
VALIC FINANCIAL ADVISORS, INC. (COLUMBIA SC)
NC
01/08/2016 - 04/06/2016
ALLSTATE FINANCIAL SERVICES, LLC (MOORESVILLE NC)
GA
12/19/2014 - 08/28/2015
SAGEPOINT FINANCIAL, INC. (AUGUSTA GA)
MN
05/14/2014 - 06/19/2014
FBL MARKETING SERVICES, LLC (EAGAN MN)
CO
03/18/2013 - 03/10/2014
ALLSTATE FINANCIAL SERVICES, LLC (ENGLEWOOD CO)
OH
03/24/2010 - 02/06/2013
FARMERS FINANCIAL SOLUTIONS, LLC (COLUMBUS OH)
WA
03/07/2008 - 12/18/2009
FARMERS FINANCIAL SOLUTIONS, LLC (SEATTLE WA)
WA
09/22/2005 - 08/20/2007
WELLS FARGO INVESTMENTS, LLC (BAINBRIDGE ISLAND WA)
OH
01/30/2004 - 07/13/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 11/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/03/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/29/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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