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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Ramien Farhadi is a financial advisor with over 23 years of experience in the industry. Jim is currently registered with Oneamerica Securities, Inc. and is licensed in California, Colorado and Nevada. Jim has previously been registered with AXA Advisors, LLC, MML Investors Services, Inc., Capital Analysts, Incorporated and Signator Investors, Inc. Jim offers a range of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting. Jim specializes in working with high-net-worth individuals and businesses. Jim is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Oneamerica Securities, Inc. (Newport Beach CA)
CA
01/03/2008 - 02/12/2009
AXA ADVISORS, LLC (IRVINE CA)
CA
09/14/2005 - 01/07/2008
MML INVESTORS SERVICES, INC. (NEWPORT BEACH CA)
OH
02/09/2004 - 08/26/2005
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
MA
12/24/1998 - 02/04/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 06/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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