Unclaimed
Jim Blakey is a financial advisor in Garden Ridge, TX. Jim Blakey is currently registered with Pensionmark Securities, LLC. Jim Blakey has been a registered representative since 1981. Prior to joining Pensionmark Securities, LLC, Jim Blakey was associated with CAPFINANCIAL SECURITIES, LLC., LPL FINANCIAL LLC, NRP FINANCIAL, INC., LPL FINANCIAL CORPORATION, RAYMOND JAMES FINANCIAL SERVICES, INC., THE O.N. EQUITY SALES COMPANY, INTEGRATED RESOURCES EQUITY CORPORATION, AMERICAN CAPITAL FINANCIAL SERVICES, INC., ST. PAUL INVESTORS, INC., and NML EQUITY SERVICES, INC. Jim Blakey holds licenses for Series 6, Series 7 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/01/2017 - Present
Pensionmark Securities, LLC (Garden Ridge TX)
TX
07/31/2015 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Garden Ridge TX)
TX
11/30/2010 - 06/10/2015
LPL FINANCIAL LLC (GARDEN RIDGE TX)
TX
07/02/2010 - 11/30/2010
NRP FINANCIAL, INC. (GARDEN RIDGE TX)
SC
03/13/2007 - 11/25/2009
LPL FINANCIAL CORPORATION (FORT MILL SC)
TX
06/01/2004 - 12/15/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
OH
09/04/1986 - 05/18/2004
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NA
09/19/1983 - 09/03/1986
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/23/1982 - 03/12/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
08/11/1983 - 03/06/1984
ST. PAUL INVESTORS, INC.
NA
07/13/1981 - 02/03/1984
NML EQUITY SERVICES, INC.
BC
Issued 09/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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