Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Penilla is a financial advisor with over 15 years of experience in the industry. Jim is registered with J.P. Morgan Securities LLC. Jim has experience working with individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Previously, Jim was also a registered representative at Robert W. Baird & Co. Incorporated, Wells Fargo Securities, LLC, and A. G. Edwards & Sons, Inc. Jim is also a Series 7, Series 62, Series 63 and Series 79TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
MO
09/26/2022 - Present
J.p. Morgan Securities LLC (CLAYTON MO)
MO
05/06/2010 - 07/21/2014
ROBERT W. BAIRD & CO. INCORPORATED (ST. LOUIS MO)
MO
10/01/2007 - 04/21/2010
WELLS FARGO SECURITIES, LLC (ST LOUIS MO)
MO
08/13/1998 - 10/01/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 12/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1998
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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