Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Stewart is a financial advisor with over 30 years of experience. Jim is a Certified Financial Planner and holds Series 7TO, Series 1, and Series 63 licenses. Jim's current firm is NWF Advisory Services Inc. Jim has been with NWF Advisory Services Inc. since April 2017. Prior to that, Jim was with Royal Alliance Associates, Inc. for 16 years and WHJR Associates for 8 years. Jim has a strong background in providing financial planning, portfolio management, and investment advice to individuals. Jim is registered with the following states: Arizona, California, Idaho, Maryland, Massachusetts, Missouri, Nevada, New York, North Carolina, Ohio, Oregon, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/14/2017 - Present
NWF Advisory Services Inc. (Santa Rosa CA)
CA
02/04/2008 - 12/23/2008
BRECEK & YOUNG ADVISORS, INC. (COVINA CA)
CA
09/09/1992 - 02/13/2008
ROYAL ALLIANCE ASSOCIATES, INC. (COVINA CA)
CA
05/30/1992 - 09/29/1992
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
04/05/1990 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
CA
02/10/1987 - 04/02/1990
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
07/01/1985 - 02/18/1987
FREEMAN FINANCIAL SERVICES CORPORATION
NA
09/29/1970 - 07/10/1985
TMI EQUITIES, INC.
BC
Issued 07/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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