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Jim Marvin Hing

Pruco Securities, LLC

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About Jim Marvin Hing

Jim Hing is a registered representative with Pruco Securities, LLC. Jim has been in the financial services industry since August 4, 2004 and is licensed in California, District of Columbia, and New Jersey. Jim Hing offers a variety of financial services, including portfolio management, investment advisory services, and financial planning. Jim Hing is also a successor trustee for several trusts, including the Krystofiak Family Trust, the Hing Family Trust, and the Hock/Oh Scholarship Trust. Jim Hing is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Jim Hing is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jim Hing’s Registration & Firm History

CA

06/25/2013 - Present

Pruco Securities, LLC (SAN JOSE CA)

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Licenses & Designations

IA

Issued 06/10/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/03/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jim Marvin Hing.
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