Unclaimed
Jim Hing is a registered representative with Pruco Securities, LLC. Jim has been in the financial services industry since August 4, 2004 and is licensed in California, District of Columbia, and New Jersey. Jim Hing offers a variety of financial services, including portfolio management, investment advisory services, and financial planning. Jim Hing is also a successor trustee for several trusts, including the Krystofiak Family Trust, the Hing Family Trust, and the Hock/Oh Scholarship Trust. Jim Hing is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
06/25/2013 - Present
Pruco Securities, LLC (SAN JOSE CA)
IA
Issued 06/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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