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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim King Mui is a financial advisor with over 30 years of experience in the industry. Jim is currently registered with JKM Wealth Management Inc. in Boca Raton, Florida. Jim specializes in providing financial planning, pension consulting, and portfolio management for individuals. Jim has also held positions at several other firms over the years, including Raymond James Financial Services, Inc., Purshe Kaplan Sterling Investments, UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jim has a strong track record of success in helping clients achieve their financial goals. Jim is committed to providing personalized service and building long-term relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/01/2025 - Present
JKM Wealth Management Inc. (BOCA RATON FL)
FL
10/25/2018 - 12/31/2020
PURSHE KAPLAN STERLING INVESTMENTS (Boca Raton FL)
FL
08/10/2009 - 10/26/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOCA RATON FL)
FL
09/06/2005 - 08/17/2009
RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)
NJ
08/16/1996 - 09/21/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/12/1995 - 09/05/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/31/1993 - 06/07/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
05/28/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/23/1990 - 05/29/1991
VANTAGE FINANCIAL SERVICES, INC.
NY
10/10/1985 - 05/18/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/19/1985 - 10/07/1985
DESCAP SECURITIES, INC.
NA
08/19/1981 - 08/26/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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