Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Schmid is a financial advisor with J.p. Morgan Securities LLC. Jim has been in the financial services industry since 1997. Jim works with clients who need advice and guidance to help them with their investment portfolio needs. Jim holds FINRA Series 3, 7, 9, 10, 24, 52TO, 53, 55, 57TO and 66 licenses. Jim has previously worked at UBS Financial Services Inc. and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
12/02/2014 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
05/24/2011 - 11/19/2014
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
WI
06/10/2010 - 05/17/2011
MML INVESTORS SERVICES, LLC (MADISON WI)
WI
06/10/2004 - 06/10/2010
UBS FINANCIAL SERVICES INC. (MADISON WI)
MO
01/01/1997 - 04/03/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 07/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/27/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/30/2009
Series 3 - National Commodity Futures Examination
BC
Issued 12/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jim Schmid is the right advisor for you? Invested Better is here to help.
