Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Gordon Rhodes has been in the securities industry since 1973 and is currently registered with Rhodes Securities, Inc. Jim Gordon Rhodes has held previous positions with FINANCIAL FIRST SECURITIES, INC., TEXAS SECURITIES, INC., INDEPENDENT BROKERAGE CORPORATION OF AMERICA, INC., SOUTHWEST SECURITIES, INC., LOEB PARTNERS, HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED, HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED, and E. F. HUTTON & COMPANY INC. Jim Gordon Rhodes is a registered representative in 13 states and holds a series of licenses, including Series 63, Series 24, Series 27, Series 53, Series 4, F04, Series 40, Series 52TO, Series 7TO, Series 79TO, Series 99TO, SIE, Series 5, and Series 1.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/01/1987 - Present
Rhodes Securities, Inc. (FORT WORTH TX)
NA
03/07/1986 - 05/13/1988
FINANCIAL FIRST SECURITIES, INC.
NA
08/18/1978 - 03/04/1986
TEXAS SECURITIES, INC.
NA
07/06/1984 - 11/30/1984
INDEPENDENT BROKERAGE CORPORATION OF AMERICA, INC.
NA
04/18/1978 - 09/24/1978
SOUTHWEST SECURITIES, INC.
NA
01/18/1978 - 05/14/1978
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
10/16/1975 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
01/23/1973 - 10/05/1975
E. F. HUTTON & COMPANY INC
BC
Issued 05/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 06/27/1978
F04 - Financial Principal Examination
BC
Issued 10/14/1975
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/16/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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