Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Casey is a financial advisor with over 30 years of experience in the financial services industry. Jim is a registered representative with LPL Financial LLC. Jim provides a variety of financial services to individuals, families, and businesses. Jim’s clients include high-net-worth individuals, corporations, and other businesses, and he offers services such as financial planning, portfolio management, and investment advisory. Jim is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/05/2013 - Present
LPL Financial LLC (PLANTATION FL)
FL
08/06/2010 - 12/06/2012
ROYAL ALLIANCE ASSOCIATES, INC. (FORT LAUDERDALE FL)
FL
12/17/1996 - 08/09/2010
LPL FINANCIAL CORPORATION (FORT LAUDERDALE FL)
NA
09/30/1993 - 11/27/1996
NATIONSSECURITIES
IA
Issued 11/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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