Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jim? Claim Your ProfileJim Pulley is a financial advisor with over 25 years of experience in the industry. Jim is registered with Prosperity Wealth Management, Inc. and is also registered as an Investment Advisor Representative (IAR) with Prosperity Wealth Management. Jim's experience includes working with a variety of clients, including individuals, families, and businesses. Jim holds several licenses and certifications, including Series 6, 7, 26, 63, and 65. Jim is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/03/2020 - Present
Prosperity Wealth Management, Inc. (Wichita Falls TX)
TX
08/27/2010 - 11/20/2018
QUESTAR CAPITAL CORPORATION (WICHITA FALLS TX)
TX
08/18/2006 - 08/20/2010
NYLIFE SECURITIES LLC (WICHITA FALLS TX)
TX
08/02/1995 - 08/29/2006
PRUCO SECURITIES, LLC. (WICHITA FALLS TX)
IA
Issued 01/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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