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Jim Arthur Armstrong

Fidelity Brokerage Services LLC

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About Jim Arthur Armstrong

Jim Armstrong is a financial professional with Fidelity Brokerage Services LLC. Jim has a Series 7, Series 24 and SIE license. Jim's office is located in Smithfield, Rhode Island. Jim has over 2 years of experience in the financial services industry.

Firm Information

Jim Armstrong is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jim Armstrong’s Registration & Firm History

RI

06/18/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/05/2022

Series 24 - General Securities Principal Examination

BC

Issued 06/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/04/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jim Arthur Armstrong.
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