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Jill Kristi Warren

Cetera Investment Services LLC

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About Jill Kristi Warren

Jill Kristi Warren is a registered representative with Cetera Investment Services LLC in Higginsville, MO. Jill has over 18 years of experience in the financial services industry, having previously worked at INVEST FINANCIAL CORPORATION and Walnut Street Securities, Inc. Jill is licensed to sell securities in Missouri. Jill holds the Series 6 and SIE licenses.

Firm Information

Jill Warren is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jill Warren’s Registration & Firm History

MO

01/02/2018 - Present

Cetera Investment Services LLC (HIGGINSVILLE MO)

MO

07/24/2013 - 12/31/2017

INVEST FINANCIAL CORPORATION (HIGGINSVILLE MO)

MO

02/04/2009 - 07/24/2013

WALNUT STREET SECURITIES, INC. (HIGGINSVILLE MO)

MO

11/03/2004 - 02/09/2009

TOWER SQUARE SECURITIES, INC. (HIGGINSVILLE MO)

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Licenses & Designations

BC

Issued 03/31/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jill Kristi Warren.
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